Term	Book	Chapter	Definition
Conflicts of Interest	CFA Level 1 Exam	Chapter 1: Ethics and Professional Standards	A standard that requires conflicts of interest to be avoided, disclosed, and managed when they cannot be avoided.
Conflicts of Interest	International Finance	Chapter 8: Global Capital Markets	Situations where agencies often receive fees from the issuers they rate, raising concerns about impartiality.
Conflicts of Interest	Securities Industry Essentials (SIE) Exam	Chapter 7: Customer Accounts and Their Regulations	Potential situations where the interests of the firm or individual representative may conflict with the interests of the client. These must be disclosed and managed to ensure transparency and protect client interests.